Raul Chavez is a registered investment advisor, based in Katy, TX, with 13 years of industry experience.
Location
Katy, TX
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2017Final
Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
December 2025 - Present · 9 mos
Citigroup Global Markets INC.
November 2025 - Present · 10 mos
Citigroup Global Markets INC.
January 2024 - Present · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
January 2024 - Present · 2 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
August 2018 - November 2023 · 5 yrs 3 mos
J.P. Morgan Securities LLCBroker
November 2012 - June 2018 · 5 yrs 7 mos
State Registrations17 states
AZCACODCDEFLILKYNJNYSDTNTXVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.