BH
BH

Benjamin Herman

13 Years of Experience
Las Vegas, NV
Broker

Benjamin Herman is a registered investment advisor at Morgan Stanley, based in Las Vegas, NV, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

8548 Rozita Lee Avenue, Suite 400, Las Vegas, NV, 89113

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Benjamin is the Secretary/Treasurer for 4689 Palo Alto, LLC, a rental property in La Quinta, California, since March 2023. He spends minimal time on administrative tasks related to this investment-related activity.

Employment History
Current Registrations
Morgan Stanley
September 2021 - Present · 4 yrs 8 mos
Morgan StanleyBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2017 - September 2021 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2017 - September 2021 · 4 yrs 8 mos
Morgan Stanley
December 2012 - January 2017 · 4 yrs 1 mo
Morgan StanleyBroker
November 2012 - January 2017 · 4 yrs 2 mos
State Registrations14 states
AZCACOFLILKYMAMONMNVORRITXUT
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.