EC
EC

Eric Cook

13 Years of Experience
Rochester, NY
Broker

Eric Cook is a registered investment advisor at RBC Capital Markets, LLC, based in Rochester, NY, with 13 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

80 Linden Oaks, Suite 220, Rochester, NY, 14625-2809

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric is the passive owner of Cook Family LLC, used to manage family property, and serves on the board of directors for two non-profit organizations: Saint's Place (refugee charity) and Writer's & Books (literary center). He dedicates minimal time to these activities.

Employment History
Current Registrations
RBC Capital Markets, LLC
December 2012 - Present · 13 yrs 9 mos
RBC Capital Markets, LLC
November 2012 - Present · 13 yrs 10 mos
RBC Capital Markets, LLCBroker
November 2012 - Present · 13 yrs 10 mos
State Registrations38 states
AZCACOCTDCDEFLGAIAILINKYMAMDMEMIMNMONCNHNJNVNYOHOKORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Cook - Financial Advisor | TrueAdvisor