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Brenda Ell

12 Years of Experience
Santa Rosa, CA
Broker

Brenda Ell is a registered investment advisor at Morgan Stanley, based in Santa Rosa, CA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3562 Round Barn Circle, 1st Floor, Santa Rosa, CA, 95403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brenda serves as a trustee or co-trustee for a trust since December 2021. This activity requires minimal time.

Employment History
Current Registrations
Morgan Stanley
October 2013 - Present · 12 yrs 7 mos
Morgan StanleyBroker
September 2013 - Present · 12 yrs 8 mos
State Registrations35 states
AKALAZCACOCTDEFLGAHIIDILKSLAMDMIMNMOMTNCNJNVNYOKORPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brenda Ell - Financial Advisor | TrueAdvisor