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ChFC
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ChFC

Daniel Roth

Kestra Advisory Services, LLC
13 Years of Experience
Palm Beach Gardens, FL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Daniel Roth is a ChFC-designated registered investment advisor at Kestra Advisory Services, LLC, based in Palm Beach Gardens, FL, with 13 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Palm Beach Gardens, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daniel works as a registered representative (RR) for Roth Wealth Management, providing insurance options and policy reviews, and as an investment advisor representative (IAR) for Kestra Advisory Services. Both roles are investment-related and take up nearly full-time.

Employment History
Current Registrations
Kestra Advisory Services, LLC
October 2023 - Present · 3 yrs
Kestra Investment Services, LLCBroker
October 2023 - Present · 3 yrs
Previous Registrations
Commonwealth Financial Network
November 2013 - October 2023 · 9 yrs 11 mos
Commonwealth Financial NetworkBroker
February 2013 - October 2023 · 10 yrs 8 mos
State Registrations8 states
CACTFLMAMDNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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