Christopher Federman is a registered investment advisor, based in Scottsdale, AZ, with 12 years of industry experience.
Location
14321 North Northsight Blvd, Scottsdale, AZ, 85260
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Regulatory History (8)
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Financial
November 2025Final
Financial
November 2025Pending
Financial
February 2025Pending
Financial
February 2025Final
Financial
January 2025Pending
Financial
December 2024Final
Financial
December 2024Final
Financial
October 2024Pending
Employment History
Current Registrations
Vanguard Marketing Corporation
December 2025 - Present · 5 mos
Vanguard Advisers, INC.
December 2025 - Present · 5 mos
Vanguard Marketing CorporationBroker
December 2025 - Present · 5 mos
Previous Registrations
Wells Fargo Advisors
September 2017 - April 2025 · 7 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
November 2012 - April 2025 · 12 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.