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JQ
CFA
JQ
CFA

Joseph Querriera

RBC Rochdale, LLC
13 Years of Experience
Irvine, CA
Broker
View SEC Summary
View SEC Summary

Joseph Querriera is a CFA-designated registered investment advisor at RBC Rochdale, LLC, based in Irvine, CA, with 13 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 17,054 clients with $73B in assets under management.

RBC Rochdale, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
17,054 clients
Average Client Portfolio
$4.3M average
Assets Under Management
$73.0B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.60%
$10M+0.50%

Fees are negotiable on a case-by-case basis. Annual program accounts also assess an additional program fee ranging from 0.01% to 0.11% based on account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

18111 Von Karman Avenue, Suite 450, Irvine, CA, 92612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph is a managing member of You Turn Music, LLC, a music product manufacturing company, since 2010. He dedicates minimal time to providing general business management advice and business consulting to the company.

Employment History
Current Registrations
RBC Rochdale, LLC
February 2013 - Present · 13 yrs 8 mos
Cnr Securities, LLC
December 2012 - Present · 13 yrs 10 mos
Cnr Securities, LLCBroker
December 2012 - Present · 13 yrs 10 mos
State Registrations20 states
AZCACODCFLGAIDMEMONJNMNVOHOKORPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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