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Andrew Kieffer

13 Years of Experience
Winona, MN
Broker

Andrew Kieffer is a registered investment advisor at Cetera Investment Advisers LLC, based in Winona, MN, with 13 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

204 Main Street, Winona, MN, 55987

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew participates in a bank referral program with WNB Financial and serves on the Finance Committee for the Diocese of Rochester-Winona Priest Pension Fund, reviewing investment reports (minimal time commitment). He also sits on the Board of Directors for Cotter Schools and serves on the Operational Vitality Committee, dedicating a few hours per week.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
April 2016 - Present · 10 yrs 1 mo
Cetera Investment Advisers LLC
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Waddell & Reed
May 2013 - April 2016 · 2 yrs 11 mos
Waddell & ReedBroker
December 2012 - April 2016 · 3 yrs 4 mos
State Registrations13 states
AZCACOFLHIIAKYMNNDNYSDTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Kieffer - Financial Advisor | TrueAdvisor