Ian Vernon is a registered investment advisor, based in Sanford, NC, with 11 years of industry experience.
Location
603 Carthage Street, Suite 210, Sanford, NC, 27330
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Captrust
November 2023 - Present · 2 yrs 6 mos
Capfinancial Securities, LLC.Broker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
April 2020 - November 2023 · 3 yrs 7 mos
Raymond James Financial Services, INC.Broker
April 2020 - November 2023 · 3 yrs 7 mos
Captrust
November 2018 - April 2020 · 1 yr 5 mos
Capfinancial Securities, LLC.Broker
December 2014 - April 2020 · 5 yrs 4 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.