Luis Dieguez is a registered investment advisor, based in Charlotte, NC, with 7 years of industry experience.
Location
1100 Kenilworth Ave, Suite 210, Charlotte, NC, 28204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Luis works as an insurance agent at Emerald Financial Group, selling and servicing life insurance products, dedicating about 10-20% of his time to this. He also coaches his son's baseball team, spending about 10-20% of his time on this non-investment related activity.
Employment History
Current Registrations
Maplewood Investments, INC.
Blueprint Financial Advisors
Maplewood Investments, INC.Broker
Previous Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Allstate Financial Services, LLCBroker
Nylife Securities LLCBroker
MML Investors Services, LLCBroker
Park Avenue Securities LLCBroker
MML Investors Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.