Phillip Kline is a CFP-designated registered investment advisor, based in Land O' Lakes, FL, with 11 years of industry experience.
Location
Land O' Lakes, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Phillip is registered home office staff for Steward Partners Investment Advisory, LLC, an independent RIA, providing home office support. He dedicates no time to this activity.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
May 2022 - Present · 4 yrs
Previous Registrations
Raymond James Financial Services, INC.Broker
May 2022 - May 2022 · 0 mos
Charles Schwab & CO., INC.
October 2021 - May 2022 · 7 mos
Charles Schwab & CO., INC.Broker
October 2021 - May 2022 · 7 mos
Raymond James & Associates, INC.
December 2018 - October 2021 · 2 yrs 10 mos
Raymond James & Associates, INC.Broker
December 2018 - October 2021 · 2 yrs 10 mos
Raymond James Financial Services Advisors, INC
November 2017 - December 2018 · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
October 2017 - December 2018 · 1 yr 2 mos
USAA Financial Planning Services
November 2014 - October 2017 · 2 yrs 11 mos
USAA Financial Advisors, INC.Broker
November 2014 - October 2017 · 2 yrs 11 mos
T. Rowe Price Advisory Services, INC.
July 2014 - October 2014 · 3 mos
T. Rowe Price Investment Services, INC.Broker
June 2014 - October 2014 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.