Dennis Caulfield
Dennis Caulfield is a registered investment advisor at Boston Harbor Investment Management, based in Bedford, MA, with 13 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 29 clients with $17M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.89% |
| $5.0M - $7.0M | 0.77% |
| $7.0M - $12.0M | 0.74% |
| $12M+ | 0.69% |
Fees may be negotiable. The fees listed only apply when you request the services listed. Minimum Institutional Separate Account initial balance is generally $3,000,000. Exceptions to the Separate Account minimums above may be accepted and subject to a minimum quarterly or annual fee. Fees are based on AUM invested in underlying SELECT 40 strategy.
Fee Estimator
Location
110 Great Road, Suite 302, Bedford, MA, 01730-2729
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dennis is the Chairman & CEO of Quantitative Securities Research, Inc., where he develops investment models, dedicating about half his time to this role. He is also the President of Kenmare Capital, Inc., advising a leasing company on aircraft lending, which takes about 10% of his time.
Employment History
Current Registrations
Boston Harbor Investment Management
State Registrations1 state
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