Roger Budd
Roger Budd is a registered investment advisor at Roger Budd Investment Management, LLC, based in Saint Simons Island, GA, with 12 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.35% |
| $1.0M - $3.0M | 1.25% |
| $3M+ | 1.00% |
The annual fee may be negotiable based upon certain criteria.
Fee Estimator
Location
Saint Simons Island, GA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is the president of Budd Family Limited Partnership, managing family real estate investments, dedicating minimal time. He is also a director at Golden Isles Captive Insurance Inc., attending an annual meeting and spending minimal time.
Employment History
Current Registrations
Roger Budd Investment Management, LLC
Previous Registrations
Roger Budd Investment Management, LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.