Katherine Surles
Katherine Surles is a CFP-designated registered investment advisor at Credit Union Investment Services, based in Raleigh, NC, with 13 years of industry experience. Katherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Fees vary by product type: 0.25% annually for cash and individual fixed income, and 0.50% annually for all other securities.
Fee Estimator
Location
2401 Blue Ridge Rd, Raleigh, NC, 27607
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katherine is a Financial Advisory Services District Manager at State Employees' Credit Union and a Trust Rep at Members Trust Company, dedicating minimal time to the latter. She is also an agent for SECU Life Insurance Company, with time commitment as required by her credit union position.
Employment History
Current Registrations
Credit Union Investment Services
Secu Brokerage ServicesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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