Oscar Mondragon
Oscar Mondragon is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Cypress, TX, with 10 years of industry experience. Oscar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
12549 Louetta Rd., Cypress, TX, 77429
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Oscar is a licensed insurance agent since 2013 and may offer insurance products to clients, representing a potential conflict of interest. He also owns Mondragon Family Holdings LLC, a consulting firm, is a partner in Majors Mondragon & Partners, LLC, and holds ownership in Centric Holdings LLC, spending about 10-20% of his time on each of these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Centric Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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