Samantha King
Samantha King is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Indianapolis, IN, with 12 years of industry experience. Samantha is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
600 E. 96th Street, Indianapolis, IN, 46240
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Regulatory History (1)
Financial
July 2017Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Thurston Springer Financial
Thurston Springer FinancialBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Fidelity Brokerage Services LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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