Daniel Brennan is a registered investment advisor at Morgan Stanley, based in Gilbert, AZ, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Gilbert, AZ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 10 mos
Morgan StanleyBroker
October 2022 - Present · 3 yrs 9 mos
Morgan Stanley
October 2022 - Present · 3 yrs 9 mos
Previous Registrations
E*trade Securities LLCBroker
September 2021 - September 2023 · 2 yrs
E*trade Capital Management, LLC
September 2021 - September 2023 · 2 yrs
Charles Schwab & CO., INC.
December 2018 - March 2021 · 2 yrs 3 mos
Charles Schwab & CO., INC.Broker
December 2018 - March 2021 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2017 - May 2018 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2017 - May 2018 · 1 yr 2 mos
Charles Schwab & CO., INC.
February 2015 - March 2017 · 2 yrs 1 mo
Charles Schwab & CO., INC.Broker
February 2015 - March 2017 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2013 - January 2015 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2013 - January 2015 · 2 yrs
State Registrations3 states
AZCATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.