JM
JM
Joseph Mortenson
11 Years of Experience
Castle Rock, CO
Broker
Joseph Mortenson is a registered investment advisor at Cetera Investment Advisers LLC, based in Castle Rock, CO, with 11 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Castle Rock, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2023 - Present · 2 yrs 10 mos
Cetera Financial Specialists LLC
October 2023 - Present · 2 yrs 11 mos
Cetera Financial Specialists LLCBroker
October 2023 - Present · 2 yrs 11 mos
Previous Registrations
Altruist Financial LLCBroker
August 2022 - September 2023 · 1 yr 1 mo
Robinhood Financial, LLCBroker
June 2020 - July 2022 · 2 yrs 1 mo
Advice and Planning Services
April 2019 - May 2020 · 1 yr 1 mo
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2017 - May 2020 · 2 yrs 10 mos
Scottrade, INC.Broker
June 2017 - July 2017 · 1 mo
Morgan StanleyBroker
August 2016 - February 2017 · 6 mos
Charles Schwab & CO., INC.Broker
August 2013 - May 2016 · 2 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.