John Ferneau
John Ferneau is a registered investment advisor at Emerson Equity LLC, based in Denver, CO, with 12 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
975 Lincoln Street, Ste 204, Denver, CO, 80203
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an insurance provider and principal of Ferneau Asset Management, focusing on accident, life, and health insurance related to estate planning, dedicating about a quarter of his time. He also operates Ferneau Asset Management as a DBA for securities and advisory business through Emerson Equity LLC, spending nearly full-time on marketing activities as a registered representative and financial advisor.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLCBroker
Emerson Equity LLC
Previous Registrations
Kingswood Capital Partners, LLCBroker
Kingswood Wealth Advisors, LLC
Benchmark Investments, LLCBroker
Benchmark Advisory Services, LLC
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.