Joshua Cox is a registered investment advisor, based in Ste B, CO, with 13 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold.
Location
12424 E Weaver Pl., Ste B, CO, 80111
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Regulatory History (2)
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Employment Separation After Allegations
August 2024Customer Dispute
April 2024Settled
Other Business Activities
Joshua is an advisory representative of an RIA (CIRA) and an IAR under the DBA name Milestones Wealth, spending full-time hours on these investment-related activities. He is also the founder of Joshua G Cox Limited (LLC for taxes) and a board member for Treasure Mountain Ranch, dedicating minimal time to these non-investment related activities.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
August 2024 - Present · 2 yrs 2 mos
Cambridge Investment Research, INC.Broker
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
LPL Financial LLC
July 2021 - August 2024 · 3 yrs 1 mo
LPL Financial LLCBroker
July 2021 - August 2024 · 3 yrs 1 mo
Waddell & Reed
January 2013 - July 2021 · 8 yrs 6 mos
Waddell & ReedBroker
December 2012 - July 2021 · 8 yrs 7 mos
State Registrations18 states
AZCACOFLHIILMONENVORPASCSDTNTXVAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.