Kristen Harty is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, Purchase, NY, 10577-2530
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2019 - Present · 6 yrs 7 mos
Morgan Stanley
December 2018 - Present · 7 yrs 5 mos
Morgan StanleyBroker
December 2018 - Present · 7 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
November 2017 - November 2018 · 1 yr
State Registrations4 states
CTFLGANY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.