Douglas Beam is a registered investment advisor, based in Morganton, NC, with 13 years of industry experience.
Location
Morganton, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is involved in independent insurance sales in Morganton, NC, which is investment-related. The filing mentions Creative Financial Designs, but the nature of Douglas's involvement is unclear.
Employment History
Current Registrations
Cfd Investments, INC.Broker
March 2017 - Present · 9 yrs 2 mos
Creative Financial Designs, INC.
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
LPL Financial LLC
January 2013 - March 2017 · 4 yrs 2 mos
LPL Financial LLCBroker
December 2012 - March 2017 · 4 yrs 3 mos
State Registrations4 states
GANCSCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.