Darby Affeldt is a registered investment advisor, based in Denver, CO, with 11 years of industry experience.
Location
Denver, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Darby is an author, speaker, and fixed insurance sales agent/broker. She also provides wealth and wellness coaching, serves on an advisory board for a non-profit, and is a financial professional for North Star Resource Group.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
December 2014 - August 2023 · 8 yrs 8 mos
Cri Securities, LLC
December 2014 - October 2021 · 6 yrs 10 mos
Securian Financial Services, INC.Broker
December 2014 - August 2023 · 8 yrs 8 mos
Cri Securities, LLCBroker
December 2014 - October 2021 · 6 yrs 10 mos
Securian Financial Services, INC.Broker
December 2012 - February 2013 · 2 mos
State Registrations33 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.