CP
CFP
CP
CFP

Christopher Pena

13 Years of Experience
Atlanta, GA
Broker

Christopher Pena is a CFP-designated registered investment advisor, based in Atlanta, GA, with 13 years of industry experience.

Location

One Concourse Parkway, Ste. 185, Atlanta, GA, 30328

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is an advisory representative of a Registered Investment Advisor (RIA), spending about 10-20% of his time on investment-related activities. He is also a W2 employee of Fujiyama Wealth Management, dedicating nearly full-time hours to investment-related and trading activities.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
January 2018 - Present · 8 yrs 4 mos
Cambridge Investment Research Advisors, INC.
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Commonwealth Financial Network
April 2016 - November 2017 · 1 yr 7 mos
Commonwealth Financial NetworkBroker
April 2016 - November 2017 · 1 yr 7 mos
MML Investors Services, LLC
February 2014 - April 2016 · 2 yrs 2 mos
MML Investors Services, LLCBroker
February 2013 - April 2016 · 3 yrs 2 mos
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Pena - Financial Advisor | TrueAdvisor