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Courtney Richars

4 Years of Experience
Concord, CA
Broker

Courtney Richars is a registered investment advisor, based in Concord, CA, with 4 years of industry experience.

Location

1655 Grant Street, 10th Floor, Concord, CA, 94520-2445

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Courtney works full-time as a Director at AssetMark Financial Holdings, Inc., an affiliate of AssetMark Brokerage, LLC. This role involves the first-year success of AssetMark, Inc., a registered investment adviser.

Employment History
Current Registrations
Assetmark Brokerage, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Assetmark, INC.
June 2021 - Present · 4 yrs 11 mos
State Registrations1 state
AZ
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.