RM
RM

Ryan Molloy

13 Years of Experience
Denver, CO
Broker

Ryan Molloy is a registered investment advisor at LPL Financial LLC, based in Denver, CO, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4600 S Syracuse St Ste 964, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ryan is involved with RPM Wealth Management as a business entity for tax/investment purposes since 2019, dedicating full-time hours. He also uses RPM Wealth Management, LLC as a DBA for his LPL business since 2022, spending nearly full-time hours on this activity.

Employment History
Current Registrations
LPL Financial LLC
February 2022 - Present · 4 yrs 3 mos
LPL Financial LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Ryan Financial INC.
July 2019 - February 2022 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2013 - July 2019 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2013 - July 2019 · 6 yrs 5 mos
State Registrations8 states
COMDMONYSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.