Neill Sachdev
Neill Sachdev is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Hartford, CT, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
185 Asylum St, City Place Ii, 14th Fl, Hartford, CT, 06103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Neill is listed as a principal in 139 Broad Street, LLC, a family business, for estate planning purposes, but derives no income and has no responsibilities. He is also involved with Civitan Club of Windsor Conn, Inc., a charitable organization, dedicating minimal time to winding down the non-profit, and is a member of Plaza Holdings LLC, a family real estate holding company, but holds no role or decision-making power.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
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