Ryan Vaughn is a registered investment advisor, based in Wakefield, RI, with 13 years of industry experience.
Location
36 S County Commons Way, C9, Wakefield, RI, 02879
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2025 - Present · 1 yr 6 mos
Raymond James Financial Services, INC.Broker
January 2025 - Present · 1 yr 6 mos
Previous Registrations
LPL Financial LLC
June 2018 - January 2025 · 6 yrs 7 mos
LPL Financial LLCBroker
June 2018 - January 2025 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2013 - July 2018 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2013 - July 2018 · 5 yrs 6 mos
State Registrations8 states
CTFLMAMONJNYRISC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.