Max Mintz is a registered investment advisor, based in Woodbury, NY, with 10 years of industry experience.
Location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Max works as a consultant, providing guidance to a consulting firm on business strategy. He is also the 100% owner of Common Interests, LLC, which he uses to conduct all securities business, dedicating full-time hours to it. Additionally, Max is an independent life insurance agent, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
Vanderbilt Advisory Services
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
State Registrations19 states
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