Kathleen Owens
Kathleen Owens is a registered investment advisor at Aurora Financial Planning & Investment Management LLC, based in Scottsdale, AZ, with 12 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $4.0M | 0.75% |
| $4.0M - $8.0M | 0.40% |
| $8M+ | 0.30% |
Investment management fee is negotiable. Account minimum $500K is negotiable and may be waived in certain circumstances.
Fee Estimator
Location
5635 N Scottsdale Road, Suite 170, Scottsdale, AZ, 85250
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Aurora Financial Planning & Investment Management LLC
Previous Registrations
Four Points Capital Partners LLCBroker
Alta Pacific Wealth Management LLC
Morgan Stanley
Morgan StanleyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.