TP
TP

Thomas Peters

13 Years of Experience
Omaha, NE
BrokerSells Insurance

Thomas Peters is a registered investment advisor at Cetera Investment Advisers LLC, based in Omaha, NE, with 13 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

12801 Pierce St, Ste 300, Omaha, NE, 68144

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Thomas works as an agent/broker for Co-Op Insurance and R.F. Brokerage, and as a salesperson for North Central DI, all involving fixed insurance sales. He dedicates minimal time to Co-Op Insurance and R.F. Brokerage, and a few hours per week to North Central DI.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
April 2013 - August 2023 · 10 yrs 4 mos
Securian Financial Services, INC.Broker
March 2013 - August 2023 · 10 yrs 5 mos
State Registrations12 states
CACOFLGAIAKSMTNENVTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.