FP
FP

Flavio Pando

12 Years of Experience
San Jose, CA
BrokerSells Insurance

Flavio Pando is a registered investment advisor, based in San Jose, CA, with 12 years of industry experience.

Location

101 Metro Drive, Suite 264, San Jose, CA, 95110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Flavio is an independent insurance agent since 2013, providing clients with life, fixed, and long-term care products, dedicating minimal time. He is also a licensed real estate sales representative since 2022, spending about 10-20% of his time researching and showing homes.

Employment History
Current Registrations
Mutual Securities, INC.Broker
August 2018 - Present · 7 yrs 9 mos
Mutual Advisors, LLC
August 2018 - Present · 7 yrs 9 mos
Mutual Securities, INC.
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Waddell & Reed
May 2013 - August 2018 · 5 yrs 3 mos
Waddell & ReedBroker
April 2013 - August 2018 · 5 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Flavio Pando - Financial Advisor | TrueAdvisor