Philip Romano
Philip Romano is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Raleigh, NC, with 13 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
9121 Anson Way Suite 200 Office 204, [Satellite], Raleigh, NC, 27615
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip operates his financial services practice at Capitol Financial Solutions, dedicating full-time hours to this endeavor. He also works as an insurance agent and oversees his single-member LLC, Romano LLC, spending minimal time on each.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Signator Investors, INC.
Signator Investors, INC.Broker
Allegheny Financial Group LTD
Allegheny Investments, LTD.
Allegheny Investments, LTD.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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