Christie Rose is a CFA-designated registered investment advisor at Guardian Partners INC., based in Toronto, Ontario, with 13 years of industry experience. Christie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,479 clients with $2.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Guardian Partners Inc. (GPI) has two divisions, GP and GCA, with different fee structures.
GP Division: Fees are calculated based on a percentage of portfolio assets:
- First $25 Million: 0.40% per year
- Next $25 Million: 0.25% per year
- Thereafter: 0.10% per year
The minimum annual fee for Discretionary Management Services and Investment Advisory Services, in aggregate, is $40,000 Canadian.
GCA Division: Clients are typically charged between 0.75% and 1.25% per year based on the market value of assets under management. Clients are charged a minimum quarterly fee of $3,125 Canadian for their Account Assets invested on a segregated basis.
Location
Commerce Court West, 199 Bay Street,, Suite 2700, Toronto, Ontario, M5L 1E8
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guardian Partners INC.
Previous Registrations
Guardian Capital Advisors LP
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.