TrueAdvisor
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AS
CFP
AS
CFP

Alison Stine

Gwn Securities INC.
12 Years of Experience
Scottsdale, AZ
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Alison Stine is a CFP-designated registered investment advisor at Gwn Securities INC., based in Scottsdale, AZ, with 12 years of industry experience. Alison is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
506 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Scottsdale, AZ

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2020
Settled
Regulatory
November 2020
Final
Employment Separation After Allegations
October 2020
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alison is a licensed insurance agent providing life, accident, health, and long-term care insurance options to clients, dedicating a few hours per week to this activity. She is also a financial professional and the member/manager of Stine Wealth Management LLC, spending nearly full-time hours on these investment-related activities.

Employment History
Current Registrations
Gwn Securities INC.
November 2020 - Present · 5 yrs 11 mos
Gwn Securities INC.Broker
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
Equitable Advisors, LLC
September 2015 - October 2020 · 5 yrs 1 mo
Equitable Advisors, LLCBroker
July 2014 - October 2020 · 6 yrs 3 mos
State Registrations7 states
AKAZCAGASCTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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