Shawn Maloney
Shawn Maloney is a registered investment advisor at Commonwealth Financial Network, based in Delmar, NY, with 9 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
345 Delaware Avenue Suite 2B, Delmar, NY, 12054
Get directionsHistory
Regulatory History (3)
Financial
November 2016Criminal
July 2013Criminal
June 2009Other Business ActivitiesSells Insurance
Shawn co-owns Fiducia Capital, LLC and Bryant Asset Management, LLC, both established to facilitate securities, advisory, and insurance business. Shawn also engages in fixed insurance sales, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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