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CFP
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CFP

Nicholas Rossi

Private Advisor Group, LLC
13 Years of Experience
Needham, MA
Sells Insurance
View SEC Summary
View SEC Summary

Nicholas Rossi is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Needham, MA, with 13 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

197 First Ave, Suite 340, Needham, MA, 02494

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas is an owner of Northward Financial Group, operating a financial services practice, dedicating nearly full-time hours to this activity. Nicholas also holds licenses to sell insurance products as an independent agent, separate from his advisory services.

Employment History
Current Registrations
Private Advisor Group, LLC
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Washington Trust Advisors
August 2018 - October 2022 · 4 yrs 2 mos
Weston Securities CorporationBroker
June 2018 - October 2022 · 4 yrs 4 mos
Ameriprise Financial Services, INC.Broker
April 2014 - June 2018 · 4 yrs 2 mos
Janney Montgomery Scott LLCBroker
January 2014 - April 2014 · 3 mos
Metlife Securities INC.Broker
February 2013 - January 2014 · 11 mos
State Registrations2 states
MATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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