TrueAdvisor
TrueAdvisor
MA
MA

Michael Azzato

Garden State Investment Advisory Services, LLC
13 Years of Experience
Red Bank, NJ
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Azzato is a registered investment advisor at Garden State Investment Advisory Services, LLC, based in Red Bank, NJ, with 13 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,531 clients with $670M in assets under management.

Garden State Investment Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
2,531 clients
Average Client Portfolio
$266K average
Assets Under Management
$673.8M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $3.0M1.25%
$3M+1.00%

Fees are negotiable and billed monthly in arrears based on the market value of the account on the last business day of the preceding month.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

328 Newman Springs Road, Red Bank, NJ, 07701

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2020
Final
Employment Separation After Allegations
June 2019
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is a life, health, property, and casualty insurance agent since 2019, dedicating about 10-20% of his time to this. He also refers business clients for insurance products and services for AFLAC, spending a few hours per week, and sells insurance-only products through Penn Global Marketing, dedicating about 10-20% of his time.

Employment History
Current Registrations
Garden State Investment Advisory Services, LLC
October 2019 - Present · 7 yrs
Garden State Securities, INC.Broker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Allstate Financial Advisors, LLC
December 2016 - June 2019 · 2 yrs 6 mos
Allstate Financial Services, LLCBroker
March 2016 - June 2019 · 3 yrs 3 mos
Securian Financial Services, INC.
January 2014 - March 2016 · 2 yrs 2 mos
Securian Financial Services, INC.Broker
September 2013 - March 2016 · 2 yrs 6 mos
New England SecuritiesBroker
May 2013 - August 2013 · 3 mos
State Registrations9 states
CACTFLILMONCNJNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Red Bank, NJ →All financial advisors in New Jersey →