Valerie Rivera is a CFP-designated registered investment advisor at Firstgen Wealth, based in Chicago, IL, with 12 years of industry experience. Valerie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 9 more. Their firm serves 28 clients with $3.6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Fees range from 0.25% to 0.50% based on complexity and needs of the client, and may be negotiable in certain cases. Investment Management Services are generally included in the fixed fee for Ongoing Financial Planning Services.
Fee Estimator
Contact
Valerie Rivera
Location
Chicago, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Firstgen Wealth
Previous Registrations
Facet Wealth, INC
Tiaa-Cref Individual & Institutional Services, LLCBroker
Advice and Planning Services
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Deutsche Am Distributors, INC.Broker
Sanford C. Bernstein & CO., LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams