William Colon
William Colon is a registered investment advisor at LPL Financial LLC, based in Clarks Summit, PA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
400 Davis St, Clarks Summit, PA, 18411
Get directionsHistory
Regulatory History (1)
Criminal
April 2008Other Business ActivitiesSells Insurance
William operates Luna Financial Services as a DBA for his LPL business, dedicating most of his time to it. He also works as a broker/agent for non-variable insurance through Luna Financial Services LLC and another entity, spending a few hours per week on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Park Avenue Securities LLCBroker
Nylife Securities LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.