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JW
JW

James Ward

Horace Mann Investors, INC.
6 Years of Experience
Cherry Hill, NJ
2 DisclosuresBroker
View SEC Summary
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James Ward is a registered investment advisor at Horace Mann Investors, INC., based in Cherry Hill, NJ, with 6 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning.

Horace Mann Investors, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
74 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.60%
$250K - $500K1.60%
$500K - $1.0M1.40%
$1.0M - $5.0M1.20%
$5M+1.10%

Fees vary by specific model program selected. Rates shown represent the maximum fees across programs such as BNY AdvisorFlex and BNY Managed360.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

51 Haddonfield Road, Suite 210, Cherry Hill, NJ, 08002

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2023
Final
Financial
January 2023
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Horace Mann Investors, INC.
September 2026 - Present · 1 mo
Horace Mann Investors, INC.Broker
September 2026 - Present · 1 mo
Bcg Securities, INC.
April 2026 - Present · 6 mos
Bcg Securities, INC.Broker
April 2026 - Present · 6 mos
Previous Registrations
LPL Financial LLC
July 2024 - March 2026 · 1 yr 8 mos
LPL Financial LLCBroker
July 2024 - March 2026 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2019 - February 2024 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2019 - February 2024 · 4 yrs 4 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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