Roger Wittenberg
Roger Wittenberg is a registered investment advisor at Bodhi Tree Capital Management, LLC, based in Incline Village, NV, with 13 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 18 clients with $31M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The 1.0% annual management fee applies specifically to pooled fund accounts such as the S&P 500 Benchmark Alpha Fund, alongside a 10% quarterly performance fee. Individually managed accounts generally do not pay an assets-under-management fee but are subject to a 25% quarterly performance fee on gains.
Fee Estimator
Location
Incline Village, NV
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roger is the CEO of International Supply Consortium LLC, a non-investment real estate company. He spends a few hours per week on this activity.
Employment History
Current Registrations
Bodhi Tree Capital Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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