Diana Nzau is a registered investment advisor, based in Scottsdale, AZ, with 13 years of industry experience.
Location
8777 N. Gainey Center Drive, Suite # 260, Scottsdale, AZ, 85258
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kestra Investment Services, LLC
May 2025 - Present · 1 yr
Kestra Investment Services, LLCBroker
May 2025 - Present · 1 yr
Wealthspire Retirement Advisory
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Vanguard Advisers, INC.
October 2019 - December 2024 · 5 yrs 2 mos
Vanguard Marketing CorporationBroker
March 2013 - December 2024 · 11 yrs 9 mos
State Registrations10 states
AZCACOIDMTNMNVORUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.