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Ernst Tullus

12 Years of Experience
Lauderhill, FL
1 DisclosureBroker

Ernst Tullus is a registered investment advisor at Wells Fargo Advisors, based in Lauderhill, FL, with 12 years of industry experience. Ernst is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5699 W Oakland Park Blvd, Lauderhill, FL, 33313

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2020
Closed-No Action
Employment History
Current Registrations
Wells Fargo Advisors
August 2024 - Present · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
TD Private Client Wealth LLC
June 2023 - August 2024 · 1 yr 2 mos
TD Private Client Wealth LLCBroker
June 2023 - August 2024 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2016 - July 2023 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2016 - July 2023 · 7 yrs 4 mos
J.P. Morgan Securities LLC
April 2015 - April 2016 · 1 yr
J.P. Morgan Securities LLCBroker
March 2015 - April 2016 · 1 yr 1 mo
Edward Jones
May 2013 - February 2014 · 9 mos
Edward JonesBroker
April 2013 - February 2014 · 10 mos
State Registrations28 states
ARAZCACOCTDEFLGAHIIAILMAMDMEMINCNJNVNYOKPAPRSCTNTXVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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