Chase Smith is a registered investment advisor at LPL Financial LLC, based in Salt Lake City, UT, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
488 E Winchester St Ste 400, Salt Lake City, UT, 84107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Chase operates as Western Front Wealth Advisors, a DBA for their LPL business, dedicating about half of their time. Chase is also a business owner of CKS Design LLC and provides mortgage/real estate services through FastTrack Mortgage Inc., spending about 10-20% of their time on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Waddell & Reed
Waddell & ReedBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.