James Rose is a registered investment advisor, based in Tupelo, MS, with 13 years of industry experience.
Location
1529 Cliff Gookin Blvd, Tupelo, MS, 38801
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is involved in several rental real estate businesses, including B and R Properties, CCR Properties, FTL Properties, and Rosey's Retreat at Sunset Beach. He also acts as a trustee managing assets for the Barbara Rose Irrevocable Trust; all activities require minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.