WH
CFP
WH
CFP

William Hughes

13 Years of Experience
Oklahoma City, OK
Broker

William Hughes is a CFP-designated registered investment advisor, based in Oklahoma City, OK, with 13 years of industry experience.

Location

3401 NW 63rd Street, Suite 600, Oklahoma City, OK, 73116

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is the Treasurer Elect of the Rotary Club of Oklahoma City, spending about 10-20% of his time on this. He is also a board member for both the Rotary Club Foundation Board and Food and Shelter of Norman OK.

Employment History
Current Registrations
Thurston Springer Advisors
June 2024 - Present · 1 yr 11 mos
Thurston, Springer, Miller, Herd & Titak, INC.Broker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Phillips Capital Advisors, INC.
September 2014 - June 2024 · 9 yrs 9 mos
T.S. Phillips Investments, INC.Broker
September 2014 - June 2024 · 9 yrs 9 mos
Wells Fargo Advisors, LLC
April 2013 - September 2014 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
March 2013 - September 2014 · 1 yr 6 mos
State Registrations17 states
ARCACOFLGAILKSKYMDMIMOMTNENJOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Hughes - Financial Advisor | TrueAdvisor