XQ
XQ
Xuemei Qian
12 Years of Experience
Cupertino, CA
3 DisclosuresBroker
Xuemei Qian is a registered investment advisor at Cetera Investment Advisers LLC, based in Cupertino, CA, with 12 years of industry experience. Xuemei operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
10480 S Deanza Blvd, Cupertino, CA, 95014
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2023Denied
Customer Dispute
September 2022Denied
Employment Separation After Allegations
December 2014Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2015 - Present · 10 yrs 6 mos
Cetera Investment Services LLCBroker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
AXA Advisors, LLC
July 2015 - September 2015 · 2 mos
AXA Advisors, LLCBroker
May 2015 - September 2015 · 4 mos
J.P. Morgan Securities LLCBroker
March 2013 - January 2015 · 1 yr 10 mos
State Registrations15 states
CACOFLGAHIILMDMONJNVNYORSCVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.