Diego Daza is a registered investment advisor, based in Coral Gables, FL, with 8 years of industry experience.
Location
2811 Ponce De Leon Blvd., Suite 710, Coral Gables, FL, 33134
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Balanz Capital USA LLCBroker
August 2025 - Present · 9 mos
Balanz
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Holistic Brokerage, LLCBroker
October 2023 - August 2025 · 1 yr 10 mos
Citigroup Global Markets INC.
March 2021 - October 2023 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2019 - October 2023 · 4 yrs 5 mos
J.P. Morgan Securities LLCBroker
November 2013 - May 2015 · 1 yr 6 mos
State Registrations2 states
DCFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.