VB
VB
Vincent Buttaro
12 Years of Experience
Topeka, KS
2 DisclosuresBroker
Vincent Buttaro is a registered investment advisor at Cetera Investment Advisers LLC, based in Topeka, KS, with 12 years of industry experience. Vincent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Topeka, KS
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Regulatory History (2)
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Financial
October 2018Pending
Judgment / Lien
August 2018Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2024 - Present · 1 yr 8 mos
Cetera Advisors LLCBroker
November 2024 - Present · 1 yr 8 mos
Cetera Financial Specialists LLCBroker
November 2024 - Present · 1 yr 8 mos
Cetera Wealth Services, LLCBroker
November 2024 - Present · 1 yr 8 mos
Cetera Investment Services LLCBroker
November 2024 - Present · 1 yr 8 mos
Previous Registrations
Ae Wealth Management, LLC
November 2022 - November 2024 · 2 yrs
Ae Financial Services, LLCBroker
November 2022 - November 2024 · 2 yrs
Edward Jones
April 2014 - November 2022 · 8 yrs 7 mos
Edward JonesBroker
January 2014 - November 2022 · 8 yrs 10 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.